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| Auditors Survey and Research Report About Small Business Issuers and SEC Reporting
This 60 page research report's findings are based on surveying PCAOB Registered Accounting Firms that work under the SEC's Regulation S-B securities regime on SB-2 registrations and 10KSB filings and analyzing input from expert informants and reviewing SOX information sources and examples of existing SOX compliance solutions. It examines what auditors believe must be done to help small public companies meet public reporting compliance requirements, particularly under the Sarbanes-Oxley Act. The report and its related SOX Information Sources Worksheet will be useful to officers, directors and audit committee members as they develop SOX compliance plans and auditors, attorneys, regulators, policy makers and small public company stakeholders who are working on SOX compliance issues. | |
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