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2005 SB-2 Capital Market Research Report Released April 2006 

 

SB-2 Capital Market Research Report - 2005 - Released April 2006

 

Abstract

 

This 75 page report covers the SB-2 capital market niche that is enabled by the SEC's small business issuer regime. It includes history about the registration program and macro facts about companies that undertook SB-2 registrations during 2005. It analyzes market intelligence to identify 25 new business opportunities. Business owners, officers and directors, broker-dealers, investment bankers, market makers, product and service vendors and other elements in the small public company market place including: SEC, PCAOB and government policymakers and regulators, members of associations such as the AICPA and entities working on COSO related projects, CPA firms, Attorneys, CFOs and other finance and accounting staff, audit committee members, independent financial expert board members, management consultants, compliance and internal controls specialists, IT application developers, researchers and entry level capital market stakeholders will benefit from its information.

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2005 SB-2 Research Report Worksheet

SB-2 Capital Market Research Report Worksheet - 2005

 

The SB-2 Research Report Worksheet lists 792 companies that filed an SB-2 registration during 2005 and it includes comprehensive data elements. Information presented in this SB-2 Capital Market Research Report Worksheet was gathered by reviewing SB-2 registration documents and other sources. Twelve data elements were checked for each of the 792 companies listed including: Identified Trading Symbol and Exchange Listing or OTC Market Venue for 511 of the SB-2’s listed on the worksheet; Presented Market Cap Value of SB-2 filing Company's with Trading Symbols; Presents total SB-2 Shares to be registered by each company; presents company’s SIC Code; provides SB-2 Filing Company’s web site address; Identifies and lists each company's SB-2 Attorney and their SB-2 Accountant; provides a count of each company’s officers and directors; identifies if an SB-2 filing company had an Independent Audit Committee or not; and, it identifies and lists each company’s Stock Transfer Agent.