Overview of the SEC Smaller Issuer Reforms Survey
This survey targets Smaller Reporting Companies and Smaller Issuer decision makers including Officers, Directors, Attorneys, Auditors and the service or solution providers who serve this market space.
Recent SEC Proposals terminated the SB-2 and 10KSB programs. This survey centers on determining of these changes are generating any unique issues for small business issuers.
The SEC Smaller Issuer Reforms Survey is designed to help the officers, directors, attorneys, auditors and service and solution providers who are affected by these issues identify research topics. This survey will also help identify future webinar topics.
Policy makers, regulators, advocacy groups, service and solution providers and smaller public company officers and directors sought to improve the SB-2 Registration and 10-KSB Filing process by eliminating these programs and rolling them into scaled upper tier regulatory regimes.
The SEC recently issued Internal Controls Guidance, Small Company Capital Raising Reforms and other proposals as part of the project to improve the SB-2 Registration and 10KSB Filing programs.
The SEC Smaller Issuer Reforms Survey is designed to help decision makers understand what issuers need to know about each SEC reform.
Click the link below to take SEC Smaller Issuer Reforms Survey.