Services and Solutions Directory

Welcome to the Capital Market Services and Solutions Directory Page

Service and Solution providers who work with smaller companies on small issuer capital market projects are invited to list themselves in this directory. This is a viral project to build a directory by enabling service and solution providers who work on smaller reporting companies and small issuer capital market projects to list in a unique Capital Markets Services and Solutions Directory.

People who help small issuers and smaller reporting companies succeed in the capital markets are invited to add information to these directories. If you sell a product, service or solution that helps smaller reporting companies register their securities, maintain their filings or undertake any capital market project or if you help small issuers achieve capital market milestones please add your contact information to this directory.

Please invite your colleagues to add their information to the capital market directory by forwarding this link Capital Market Services and Solutions

Directories are being built for the following specialities. Service and solution providers are invited to list in the appropriate directory by completing its input form.

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Capital Market Services and Solutions Directory Input Form

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Capital Market Services and Solutions Directory

First Name	Last Name	E-mail Address	Company	Web Page	Brief Description of Services and Solutions
Michael	Nall	info@amaaonline.org	Alliance of Merger & Acquisition Advisors	http://www.amaaonline.org	The premiere M&A organization for independent financial advisory professionals serving the planning and transaction needs of private, middle market companies worldwide
Tony	Fitzgerald	awfitzgerald@axiomcapital.com	Axiom Capital Management, Inc.	http://www.axiomcapital.com	Investment Banking - Strategic counsel for small to mid-sized companies on the move. Axiom advises small to mid-sized companies on mergers and acquisitions, business combinations, and financing (Corporate Finance for private companies, Investment Banking for public companies). Private Equity for innovative young companies with time-tested managers. Armed with the expertise and infrastructure to handle transactions up to $100,000,000, Axiom seeks out companies with innovative ideas and tangible proofs of concept that are already generating revenues, are near their next inflection point, and are poised for significant growth. If your company fits this description and is in need of raising capital in order to reach that next level, please contact us for more information.
Barry	Boese	bboese@baacoffice.com	BAAC Office	http://baacoffice.com	CFO and back office accounting services to help high potential companies create value by using the NetSuite SaaS accounting system.
William	Luckman	info@belmontpartners.net	Belmont Partners LLC	http://www.belmontpartners.net	Belmont Partners is an international consulting firm and leader in reverse mergers. Belmont Partners has successfully facilitated over 160 reverse merger transactions representing a total market capitalization in excess of $2 billion. The firm maintains an extensive inventory of quality OTC public vehicles. Additionally, Belmont Partners offers corporate finance services, and strategic financial advisory services related to reverse merger transactions, mergers and acquisitions, and corporate restructuring.
Peter	Ricchiuti	pricchi@tulane.edu	Burkenroad Reports	http://www.freeman.tulane.edu/burkenroad	BURKENROAD REPORTS has 200 students producing investment research reports on 40 small cap stocks in six southern states. More than 400 graduates of this Tulane University program have moved on to careers in the investment field. Recently, the Financial Times of London named the School's finance department as one of the ten best in the world. The Burkenroad Investment Conference features presentations from three dozen public companies in the region. This popular event is free and provides individual and institutional investors the chance to hear from top management from each of these companies.
BA	Tamar	benaritamar@gmail.com	Clear Capital Partners, Ltd	http://www.nowebsite.com	Financial Services for emerging companies
Carylyn K.	Bell	cbell@corporatestock.com	Corporate Stock Transfer	http://www.corporatestock.com	Corporate Stock Transfer provides full stock transfer & register services for public and private companies. The Services > http://www.corporatestock.com/service/ offers a complete list of services. The Operations and Procedures page offers a comprehensive list of information pieces.
David	Brooks		DHB Capital Group Inc.	http://www.dhbindustries.com
Andre	Van Zyl	andre.vanzyl@eis-one.com	Eis-One pty Ltd	http://eis-one.com	EIS-One offers tools to measure, monitor and manage financial and non-financial performance. Analytics include a comprehensive Financial Score Card that enables high level strategic planning.
Rick	Collins	rcollins@exploreconsulting.com	Explore Consulting	http://www.exploreconsulting.com	Explore Consulting is the largest and most experienced NetSuite Solution Provider in the Northwest. Not only are we a licensed reseller of the NetSuite product suite, but an experienced implementation and integration partner. Whether you are looking for a one-user NetSuite Small Business Suite or NetSuite with Server-to-Server and smbXML integration, we are your one stop service provider.
Martin	Petersson	martin.petersson@halvarsson.se	Hallvarsson & Halvarsson	http://www.halvarsson.se/en/	Hallvarsson & Halvarsson supports companies and organisations in creating value by developing communication services that provide understanding and build confidence. We work with corporate management teams to formulate and reach out with business concepts, strategies and values. We offer a complete range of services to support our clients’ ongoing work on communications with the capital market, employees and society.
Scott	Allen	scott@thevirtualhandshake.com	Link to Your World, LLC	http://linktoyourworld.com	1) Social media / PR services for startups. We're very familiar with the legal boundaries for smaller reporting companies regarding what you can and can't say in your blog, press releases, etc. 2) Go-to market product strategy and marketing for Web 2.0 companies in exchange for equity + deferred fees.
Hannah	Loev	hmloev@asapedgar.com	Loev Corporate Filings, Inc.		Loev Corporate Filings, Inc. is a full-service SEC EDGAR filing service dedicated to providing our clients with the highest levels of quality, promptness and personalized service at affordable rates. Our experienced SEC Filing Agents work directly with public companies, law firms and individuals to help them fulfill their EDGAR filing requirements with ease.
Bob	Benoit	bobb@lordandbenoit.com	Lord & Benoit, LLC	http://www.section404.org/index.html	Lord & Benoit helps smaller public companies affordably comply with the provisions of Sarbanes-Oxley (SOX) Section 404 with a top-down risk-based management assessment that is relevant, right sized and affordable. Lord & Benoit was the first SOX compliance firm in the world to use COSO Guidance for Smaller Public Companies and its founder Bob Benoit serves on the COSO project task force.
Mike	Mooradian	mikem@lordandbenoit.com	Lord and Benoit, LLC	http://www.section404.org/index.html	Sarbanes Oxley Section 404 IT Compliance Services
Nancy	Fallon-Houle	nfallon@nfhlaw.com	Nancy Fallon-Houle, P.C.	http://www.nfhlaw.com	Sate Blue Sky Compliance Services - Issuers undertaking private placements or direct public offerings to raise capital must comply with State Blue Sky laws by addressing state notice and filing requirements in each state where one of their investors lives. A few attorneys specialize in State Blue Sky Compliance. One is Nancy Fallon-Houle, P.C. http://nfhlaw.com/default.asp who works on both private placements and direct public offering projects, including Blue Sky Compliance for Private Placement Regulation D Rule 506 Offerings, Regulation D Rule 504 Offerings and NASAA Coordinated Review Programs. See CR-Equity > http://sites.state.pa.us/PA_Exec/Securities/cer/crequity.html Blue Sky for Public Offering projects are often executed by Nancy Fallon-Houle acting as Special Blue Sky Counsel or co-counsel with an issuers lead securities counsel. Securities and Blue Sky Information Sources include the U.S. Securities and Exchange Commission http://www.sec.gov The North American Securities Administrators Association > http://www.nasaa.org/home/index.cfm Blue Sky Law > http://en.wikipedia.org/wiki/Blue_sky_laws Introduction to State Blue Sky Laws > http://www.seclaw.com/bluesky.htm Links to State Blue Sky Laws > http://www.seclinks.com/id16.html Guide to State Securities Administrators > page 1 http://www.seclaw.com/stcomm.htm and page 2 > http://www.seclinks.com/id63.html and the Financial Regulators Gateway > http://law.utoledo.edu/students/financialregulators/index.htm
Roger	Wadsworth	rwadsworth@tndda.com	Nat Due Diligence Alliance	http://www.tndda.com/	The National Due Diligence Alliance is a trade association of independent FINRA Broker/Dealers. Our mission is to provide the premier forum for independent FINRA Broker/Dealers, product and service sponsors, and research analysts to facilitate the Due Diligence process for the benefit of the investing public.
Richard	Surber	richardsurber@nexiaholdings.com	NEXIA HOLDINGS INC	http://www.nexiaholdings.com	Nexia Holdings Inc.(OTCBB: NEXA) has been in existence in excess of ten years. Over the past five years the company has sharpened its focus to three areas of development: Real Estate - we put our money into the purchase of underperforming properties and through the repair and upgrade of those properties to increase their value and cash flow potential. Health & Beauty - www.landissalon.com - we put our money into top flight proven health and beauty concepts that allow us to generate substantial revenues from inception. Fashion Retail - www.blackchandelier.com - we put our money into experienced designers with signature style and who have proven themselves in the fashion market in multiple vertical markets.
Darrell	Heaps	darrellh@q4websystems.com	Q4 Web Systems Inc.	http://www.q4websystems.co	Q4 is a leading provider of on-demand software for corporate disclosure risk management. Our web-based software helps public companies of all sizes automate their disclosure controls and procedures, increase operational efficiency and reduce compliance risk.
Kathleen	Shelton Smith	renaissance@ipohome.com	Renaissance Capital	http://www.ipohome.com	Our mission is to help our clients profit from the IPO market by providing timely information, the most relevant research, and access to IPO returns for institutional and individual investors.
Byron	Roth	broth@roth.com	Roth Capital	http://www.rothcp.com	ROTH’s unique focus makes it an ideal partner for any emerging growth company seeking to access the public equity markets through an initial public offering.
Bill	Gorman	bill@seertrade.com	SEERTrade, Inc	http://www.seertrade.com	SEERTrade is a unique system which links securities markets into cross-border trading and settlement networks, by which members of participating exchanges can trade and settle without changing their existing automated systems, rules, procedures or practices. Investors are thereby enabled to freely purchase or sell a stock or security that is traded in another country or market through their local broker. Brokers view the participating foreign markets and enter orders and related transactions to those markets from their offices. Price equity is maintained allowing for foreign exchange adjustment. This fulfills a long-felt need to make markets instantly accessible and serve the interests of the investment community at the level of highest efficiency.
Brad	Smith	bradsmith@smecapitalmarkets.net	SME Capital Markets	http://smecapitalmarkets.net	Help decision makers including business owners, officers, directors, attorneys, auditors, service and solution providers execute on their paths to value creation in the capital markets.
Mzwakhe	Enock	uapo@webmail.co.za	Social development	http://www.socedev.gov.za	SKILL DEVELOPMENT job creation POVERTY ALLEVIATION
Kay	Koplovitz	infosbe@springboardenterprises.org	Springboard Enterprises	Springboard Enterprises	Springboard Enterprises, Inc. is a non-profit organization dedicated to accelerating women entrepreneurs access to the equity markets. The organization recruits, educates, showcases and supports women-led high-growth businesses as they seek venture capital and grow.
Bryan	Emerson	emersonb@starlightinvestments.com	Starlight Investments, LLC	http://www.starlightinvestments.com	Starlight Capital, Inc., in conjunction with its FINRA-registered sister company, is an agent-only investment bank that primarily serves the industries of energy, telecommunications, real estate, online marketing/affinity programs, medicine and distribution/logistics.
Barbara	Bickham	bbickham@techgenii.com	TechGenii, Inc.	http://www.techgenii.com	DIGITAL MEDIA AND INTERACTIVE STRATEGIES that provide know-how and resources to build or increase brand awareness with targeted Digital Media programs.
Fred	Patterson	Coach@SBIRcoach.com	The SBIR Coach	http://www.sbircoach.com	Coach entrepreneurial companies to receive Small Business Innovation Research funding SBIR (or STTR) money
Asfaq	Shiliwala	contact@transformsolution.com	TransForm Solution Pvt. Ltd	http://www.transformsolution.com	Offshore data processing service. See comprehensive list of services and processes listed on the website > www.transformsolution.com
Tim	Connolly	tim@corporate-strategies.net	Turnaround Partners, Inc.	http://www.corporate-strategies.net	Turnaround Partners, Inc. (Stock Symbol: TRNP) and its subsidiary, Corporate Strategies, Inc. serves the business turnaround requirements of the hedge fund community as well as emerging and re-emerging public companies by providing business growth, organizational restructuring and corporate turnaround execution services.
Seth	Farbman	efilings@vfilings.com	VINTAGE FILINGS	http://www.vfilings.com/	Managed Edgar Filings for more than 2,500 Public Companies & Mutual Funds during the past five years. Specialize in providing the services and atmosphere necessary for companies to meet their SEC filing needs. Our services combine accuracy and speed with a cost effective price structure. Our firm manages our client’s filing needs, typeset services, print services and shareholder distribution needs.
Ed	Israel	eisrael@viellc.com	Virtual Information Executives, LLC	http://www.viellc.com	Contract CIO Services by provides access to CIO consultants on a customized basis during an employee transition, for a specific project or on a permanent part-time basis. VIE has a network of experienced Chief Information Officers who can step into any corporate environment to fill the role of CIO. These consultants are business executives first and their role is to bridge the divide between business and technology. An acting CIO provides a business with IT leadership and accountability.
Jason S.	Stern	jstern@wpcapital.com	WestPark Capital, Inc.	http://www.wpcapital.com	WestPark Capital, Inc. specializes in guiding entrepreneurs through the capital markets. Our emphasis is on the financial needs of emerging growth companies in the small and micro-cap markets. WestPark Capital, Inc. serves private and public companies worldwide, as well as individual and institutional investors. A complete range of investment banking and brokerage services are available to corporate and individual clients such as: Initial public offerings and secondary offerings; Private placements of equity and debt; Mergers and acquisitions; Corporate divestitures; Fairness opinions and valuation, Bankruptcy/restructuring advisory services. WestPark Capital Inc. has nationwide reach and global capabilities with investment banking experience in Asia and Europe, while our international office located in Hong Kong provides full access to the Asian financial markets.

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Please send comments or questions about the SME Capital Markets Service and Solution Providers Directory to bradsmith@smecapitalmarkets.net